Andrew James Blackburn
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew James Blackburn ( ), a licensed former licensee with CE reference AJE473. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Direxion Asia Limited |
Rep | Type 1 — Dealing in securities | 2019-08-21 | 2019-09-30 |
| Direxion Asia Limited |
Rep | Type 4 — Advising on securities | 2019-08-21 | 2019-09-30 |
| Direxion Asia Limited |
RO | Type 1 — Dealing in securities | 2013-06-13 | 2019-08-21 |
| Direxion Asia Limited |
RO | Type 4 — Advising on securities | 2013-06-13 | 2019-08-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-11-07 | 2012-09-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-11-07 | 2012-09-15 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2005-04-14 | 2008-11-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-18 | 2012-09-15 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2004-02-18 | 2008-11-24 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2003-09-29 | 2003-12-10 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2003-09-29 | 2003-12-10 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2003-09-29 | 2003-12-10 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2003-09-29 | 2003-12-10 |