Lin Ling Chiu
邱琳玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin Ling Chiu (邱琳玲), a licensed Responsible Officer with CE reference AXK210. Currently licensed at 1 firm(s): Direxion Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Direxion Asia Limited |
RO | Type 1 — Dealing in securities | 2016-03-08 | present |
| Direxion Asia Limited |
RO | Type 4 — Advising on securities | 2016-03-08 | present |
| Direxion Asia Limited |
Rep | Type 1 — Dealing in securities | 2013-07-31 | 2016-03-08 |
| Direxion Asia Limited |
Rep | Type 4 — Advising on securities | 2013-07-31 | 2016-03-08 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-04-27 | 2013-07-26 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-09 | 2013-07-26 |