Chen (SFC:AZS333) Lu
呂晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen (SFC:AZS333) Lu (呂晨), a licensed former licensee with CE reference AZS333. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmolands Capital Limited 洲和資本有限公司 |
Rep | Type 9 — Asset management | 2022-12-06 | 2025-09-12 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-25 | 2017-07-07 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-25 | 2017-07-07 |