Shelly Marie Painter
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shelly Marie Painter ( ), a licensed former licensee with CE reference AYT816. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2012-02-07 | 2016-12-31 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 4 — Advising on securities | 2012-02-07 | 2016-12-31 |