Tze Fung Doris Fan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tze Fung Doris Fan ( ), a licensed former licensee with CE reference BNE462. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-12 | 2018-11-02 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-12 | 2018-11-02 |