Minh Hai Tieu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Minh Hai Tieu ( ), a licensed former licensee with CE reference BNF594. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-20 | 2021-06-30 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-20 | 2021-06-30 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-07-20 | 2019-07-12 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 9 — Asset management | 2018-07-20 | 2021-06-30 |