Jui Tang Kao
高瑞堂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jui Tang Kao (高瑞堂), a licensed Representative with CE reference BNG896. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2024-03-28 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2024-03-28 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-27 | 2024-04-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-27 | 2024-04-02 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-25 | 2020-10-23 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-25 | 2020-10-23 |