Axel Carl Christian Lomholt
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Axel Carl Christian Lomholt ( ), a licensed former licensee with CE reference AVI187. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2020-08-24 | 2021-08-27 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 4 — Advising on securities | 2020-08-24 | 2021-08-27 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 9 — Asset management | 2020-08-24 | 2021-08-27 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-20 | 2020-08-24 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-20 | 2020-08-24 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 9 — Asset management | 2019-12-20 | 2020-08-24 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-29 | 2010-09-29 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-29 | 2010-09-29 |