Ricky Hoi Ki Mok
莫海祺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricky Hoi Ki Mok (莫海祺), a licensed Representative with CE reference ASJ715. Currently licensed at 1 firm(s): Hang Seng Investment Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2026-03-16 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2026-03-16 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2020-02-05 | 2023-08-29 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2020-02-05 | 2023-08-29 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 9 — Asset management | 2015-01-07 | 2018-07-11 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-03 | 2018-07-11 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-03 | 2018-07-11 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-11 | 2011-08-27 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-14 | 2011-08-27 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-30 | 2011-08-27 |