Lee Hung
洪莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lee Hung (洪莉), a licensed Representative with CE reference AQM688. Currently licensed at 1 firm(s): State Street Global Advisors Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-28 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-28 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-02-28 | present |
| RCM Asia Pacific Limited | Rep | Type 1 — Dealing in securities | 2011-05-20 | 2015-05-21 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2011-05-20 | 2015-05-21 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-29 | 2011-05-07 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-14 | 2011-05-07 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-02-14 | 2011-05-07 |