Ji Ho Han
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ji Ho Han ( ), a licensed former licensee with CE reference BDF287. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-08-01 | 2019-06-14 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-23 | 2019-06-14 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-09 | 2018-07-02 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-09 | 2018-07-02 |