Yuen Tsun Fung

馮苑蓁
CE No. AWU399 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Tsun Fung (馮苑蓁), a licensed Representative with CE reference AWU399. Currently licensed at 1 firm(s): Franklin Templeton Investments (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.

Licence history

FirmRoleRegulated activityFromTo
Franklin Templeton Investments (Asia) Limited
富蘭克林鄧普頓投資(亞洲)有限公司
Rep Type 1 — Dealing in securities 2022-07-01 present
Franklin Templeton Investments (Asia) Limited
富蘭克林鄧普頓投資(亞洲)有限公司
Rep Type 4 — Advising on securities 2022-07-01 present
Franklin Templeton Investments (Asia) Limited
富蘭克林鄧普頓投資(亞洲)有限公司
Rep Type 9 — Asset management 2022-07-01 present
Legg Mason Asset Management Hong Kong Limited
美盛資產管理香港有限公司
Rep Type 1 — Dealing in securities 2020-11-16 2022-06-30
Legg Mason Asset Management Hong Kong Limited
美盛資產管理香港有限公司
Rep Type 4 — Advising on securities 2020-11-16 2022-06-30
Franklin Templeton Investments (Asia) Limited
富蘭克林鄧普頓投資(亞洲)有限公司
Rep Type 4 — Advising on securities 2019-02-27 2022-06-30
Franklin Templeton Investments (Asia) Limited
富蘭克林鄧普頓投資(亞洲)有限公司
Rep Type 1 — Dealing in securities 2016-06-13 2022-06-30
Franklin Templeton Investments (Asia) Limited
富蘭克林鄧普頓投資(亞洲)有限公司
Rep Type 9 — Asset management 2016-06-13 2022-06-30
State Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司
Rep Type 1 — Dealing in securities 2015-01-28 2016-05-26
State Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司
Rep Type 4 — Advising on securities 2013-06-14 2016-05-26
State Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司
Rep Type 5 — Advising on futures contracts 2013-06-14 2016-05-26
BNY Mellon Investment Management Hong Kong Limited
紐約梅隆投資管理香港有限公司
Rep Type 1 — Dealing in securities 2012-06-01 2013-05-15
BNY Mellon Investment Management Hong Kong Limited
紐約梅隆投資管理香港有限公司
Rep Type 4 — Advising on securities 2012-06-01 2013-05-15
BNY Mellon Investment Management Hong Kong Limited
紐約梅隆投資管理香港有限公司
Rep Type 9 — Asset management 2012-06-01 2013-05-15
Baring Asset Management (Asia) Limited
霸菱資產管理(亞洲)有限公司
Rep Type 1 — Dealing in securities 2011-02-16 2012-05-21
Baring Asset Management (Asia) Limited
霸菱資產管理(亞洲)有限公司
Rep Type 4 — Advising on securities 2011-02-16 2012-05-21
Baring Asset Management (Asia) Limited
霸菱資產管理(亞洲)有限公司
Rep Type 9 — Asset management 2011-02-16 2012-05-21

Related