Kevin David Anderson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin David Anderson, a licensed Responsible Officer with CE reference BBT978. Currently licensed at 2 firm(s): State Street Global Advisors Asia Limited, State Street Global Advisors Singapore Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-07-02 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2013-10-31 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2013-10-31 | present |
| State Street Global Advisors Singapore Limited | RO | Type 4 — Advising on securities | 2013-10-31 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2013-10-31 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 9 — Asset management | 2013-10-31 | present |
| State Street Global Advisors Singapore Limited | RO | Type 9 — Asset management | 2013-10-31 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-27 | 2013-10-31 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-27 | 2013-10-31 |
| State Street Global Advisors Singapore Limited | Rep | Type 4 — Advising on securities | 2013-08-27 | 2013-10-31 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2013-08-27 | 2013-10-31 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2013-08-27 | 2013-10-31 |
| State Street Global Advisors Singapore Limited | Rep | Type 9 — Asset management | 2013-08-27 | 2013-10-31 |