Conrad Kam Wah Cheng
鄭錦華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Conrad Kam Wah Cheng (鄭錦華), a licensed Responsible Officer with CE reference ACT428. Currently licensed at 1 firm(s): INNO Seresia Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 31.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| INNO Seresia Asset Management Limited 因諾信瑞資産管理有限公司 |
RO | Type 4 — Advising on securities | 2019-02-01 | present |
| INNO Seresia Asset Management Limited 因諾信瑞資産管理有限公司 |
RO | Type 9 — Asset management | 2019-02-01 | present |
| Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-08-25 | 2017-12-31 |
| Red Gate Asset Management Company Limited | RO | Type 4 — Advising on securities | 2016-09-28 | 2017-07-01 |
| Red Gate Asset Management Company Limited | RO | Type 9 — Asset management | 2016-09-28 | 2017-07-01 |
| Red Gate Asset Management Company Limited | Rep | Type 4 — Advising on securities | 2016-08-26 | 2016-09-28 |
| Red Gate Asset Management Company Limited | Rep | Type 9 — Asset management | 2016-08-26 | 2016-09-28 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2014-03-21 | 2016-06-30 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
RO | Type 4 — Advising on securities | 2014-03-21 | 2016-06-30 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
RO | Type 9 — Asset management | 2014-03-21 | 2016-06-30 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-03 | 2014-03-21 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-03 | 2014-03-21 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 9 — Asset management | 2014-03-03 | 2014-03-21 |
| Funderstone Securities Limited | RO | Type 4 — Advising on securities | 2013-03-05 | 2014-03-03 |
| Funderstone Futures Limited | RO | Type 9 — Asset management | 2013-03-05 | 2014-03-03 |
| Funderstone Securities Limited | RO | Type 9 — Asset management | 2013-03-05 | 2014-03-03 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2010-05-11 | 2014-03-03 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 4 — Advising on securities | 2010-05-11 | 2014-03-03 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 9 — Asset management | 2010-05-11 | 2014-03-03 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-26 | 2010-01-12 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-26 | 2010-01-12 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-08-26 | 2010-01-12 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-13 | 2009-07-09 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-19 | 2009-07-09 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2008-05-19 | 2009-07-09 |
| Infinity Strategic Advisors Limited |
RO | Type 4 — Advising on securities | 2006-02-16 | 2008-04-30 |
| Infinity Strategic Advisors Limited |
RO | Type 9 — Asset management | 2006-02-16 | 2008-04-30 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-06-15 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-06-15 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-20 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2005-06-15 |