Red Gate Asset Management Company Limited

CE No. AYU004 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Red Gate Asset Management Company Limited, a Hong Kong-based licensed corporation with CE reference AYU004. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 4 (total recorded over time: 11). Earliest licence on file: 2012-07-11.

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Registered address

Room 1504, New World Tower I, 18 Queen's Road Central, Central

Licence history

Activity	From	To
Type 4 — Advising on securities	2012-07-11	present
Type 9 — Asset management	2012-07-11	present

Licensed staff (all-time) (11)
Active on date

4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Yongsheng (SFC:BUX734) Chen 陈永胜	RO 4, 9	2024-08	Present
Conrad Kam Wah Cheng 鄭錦華	RO 4, 9 Rep 4, 9	2016-08	2017-07
Xiaofeng Cui 崔曉峰	RO 4, 9	2012-07	Present
Dawei Hou 侯大為	RO 4, 9 Rep 4, 9	2018-04	2024-06
Henry William MacFarlane	RO 4, 9	2017-11	2024-08
Tung Yam 任東	RO 4, 9	2012-07	2018-03
Chun Ho Kot 葛鎮浩	Rep 4, 9	2017-06	2019-06
Ellen Sze Man Lee 李思敏	Rep 4, 9	2013-02	2016-01
Nicola Yiwei Shi 史逸溦	Rep 9	2022-07	Present
Annie Sze Kwan Tsui 崔士坤	Rep 9	2016-03	2022-11
Mingyan Xu 徐鳴彥	Rep 9	2024-02	Present