Tung Yam
任東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tung Yam (任東), a licensed former licensee with CE reference ADK807. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Finet Securities Limited 財華證券有限公司 |
RO | Type 4 — Advising on securities | 2022-07-04 | 2025-12-03 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 9 — Asset management | 2022-07-04 | 2025-12-03 |
| Red Gate Asset Management Company Limited | RO | Type 4 — Advising on securities | 2012-07-11 | 2018-03-14 |
| Red Gate Asset Management Company Limited | RO | Type 9 — Asset management | 2012-07-11 | 2018-03-14 |
| Landmark Asset Management Limited |
RO | Type 4 — Advising on securities | 2008-01-10 | 2012-06-28 |
| Landmark Asset Management Limited |
RO | Type 9 — Asset management | 2008-01-10 | 2012-06-28 |