Lai Heng Chin
陳麗卿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Heng Chin (陳麗卿), a licensed former licensee with CE reference AEN537. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AsiaVest Partners Limited 南亞投資管理有限公司 |
RO | Type 9 — Asset management | 2016-12-16 | 2022-12-16 |
| DES Asset Management Limited |
RO | Type 9 — Asset management | 2015-03-03 | 2016-06-30 |
| SAIL Advisors Limited | RO | Type 4 — Advising on securities | 2009-09-09 | 2011-01-29 |
| SAIL Advisors Limited | RO | Type 9 — Asset management | 2009-09-09 | 2011-01-29 |
| SAIL Advisors Limited | Rep | Type 4 — Advising on securities | 2009-06-01 | 2009-09-09 |
| SAIL Advisors Limited | Rep | Type 9 — Asset management | 2009-06-01 | 2009-09-09 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2006-05-03 | 2009-02-26 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2009-02-26 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2009-02-26 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-30 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2009-02-26 |