Ka Wai (SFC:AOK606) Leung
梁家瑋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai (SFC:AOK606) Leung (梁家瑋), a licensed former licensee with CE reference AOK606. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asset Management One Hong Kong Limited 頂峰資產管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2022-01-26 | 2025-08-01 |
| Asset Management One Hong Kong Limited 頂峰資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-12 | 2022-01-26 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-22 | 2021-01-11 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-22 | 2021-01-11 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-05-22 | 2021-01-11 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-21 | 2016-11-04 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-02-01 | 2016-04-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-08-27 | 2016-04-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-08-27 | 2016-01-22 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-10 | 2012-07-06 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-10 | 2012-07-06 |
| EnTrustPermal (Hong Kong) Limited 盈信博茂(香港)有限公司(以EnTrustGlobal名義經營業務) |
Rep | Type 4 — Advising on securities | 2008-02-22 | 2011-05-26 |
| EnTrustPermal (Hong Kong) Limited 盈信博茂(香港)有限公司(以EnTrustGlobal名義經營業務) |
Rep | Type 1 — Dealing in securities | 2008-02-18 | 2011-05-26 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-01-18 | 2007-12-01 |