Wing Lai Jap
葉永麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Lai Jap (葉永麗), a licensed Representative with CE reference AGE009. Currently licensed at 1 firm(s): DWS Investments Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-02 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-02 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 — Asset management | 2015-11-02 | present |
| Polen Capital HK Limited | Rep | Type 4 — Advising on securities | 2012-10-04 | 2015-10-07 |
| Polen Capital HK Limited | Rep | Type 9 — Asset management | 2012-10-04 | 2015-10-07 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2007-09-28 | 2012-10-31 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2007-09-28 | 2012-10-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-11-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-04-26 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-24 |