Lloyd George Investment Management (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lloyd George Investment Management (Hong Kong) Limited ( ), a Hong Kong-based licensed corporation with CE reference ABA448. Current licensed staff on file: 0 (total recorded over time: 39).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2013-03-19 |
| Type 4 — Advising on securities | present | 2013-03-19 |
| Type 6 — Advising on corporate finance | present | 2004-10-19 |
| Type 9 — Asset management | present | 2013-03-19 |
Licensed staff (all-time) (39)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| William Walter Raleigh Kerr | RO 1, 4, 9 | 2004-05 | 2012-10 |
| Robert John Daniel Lloyd George | RO 1, 4, 6, 9 | Pre-2003 | 2012-10 |
| Man Fat Tang 鄧萬發 | RO 4, 6, 9 Rep 4, 9 | Pre-2003 | 2012-10 |
| Douglas Roy Ayton | Rep 4, 9 | 2007-05 | 2011-10 |
| Pamela Suk On Chan Lu 陳呂淑安 | Rep 4, 6, 9 | Pre-2003 | 2012-10 |
| Tzu-Yuan Chen 陳姿元 | Rep 4, 9 | 2012-04 | 2012-10 |
| Tim Tak Ming Cheng 鄭德明 | Rep 4, 9 | 2004-08 | 2006-10 |
| Chap Tai Chiu 趙集大 | Rep 4, 6, 9 | Pre-2003 | 2005-02 |
| Christopher Edwin Darling | Rep 1, 4, 9 | 2006-05 | 2012-10 |
| Hiu Wun Fu 傅曉媛 | Rep 1, 4 | 2009-02 | 2012-10 |
| Masaomi Gomi 五味正臣 | Rep 4, 9 | 2009-10 | 2012-10 |
| Wing Lai Jap 葉永麗 | Rep 4, 9 | 2007-09 | 2012-10 |
| Ingrid Loraine Kitzing | Rep 4, 6, 9 | Pre-2003 | 2004-03 |
| Adaline Mang Yee Ko 高孟儀 | Rep 4, 6, 9 | Pre-2003 | 2011-03 |
| Cho Yu Kooi 桂卓瑜 | Rep 4, 6, 9 | Pre-2003 | 2008-03 |
| Anthea Nga Ting Lai 賴雅婷 | Rep 1, 4, 9 | 2005-09 | 2012-10 |
| Christopher Caulkins Laing | Rep 4, 9 | 2007-05 | 2008-05 |
| Ting Yan Lee 李定恩 | Rep 4, 9 | 2007-01 | 2012-03 |
| Ngar Nai Leung 梁雅妮 | Rep 1, 4 | 2012-05 | 2012-10 |
| Wing Yan Leung 梁詠欣 | Rep 1, 4, 9 | 2007-09 | 2012-10 |
| Yi Fun Peggy Leung 梁綺芬 | Rep 1, 4, 6, 9 | Pre-2003 | 2012-10 |
| Andrew Mark Limond | Rep 4, 9 | 2010-10 | 2012-10 |
| Po Ping Lo 盧寶萍 | Rep 1 | 2004-02 | 2007-08 |
| Samir Dilip Mehta | Rep 4, 6, 9 | Pre-2003 | 2007-03 |
| Guan Mean Ng | Rep 4, 9 | 2007-06 | 2012-04 |
| Hayden Hei Ting Pong 龐熙霆 | Rep 1, 4 | 2012-07 | 2012-10 |
| Romain Alexander Rigby 黎龍敏 | Rep 4, 9 | 2011-05 | 2012-10 |
| Simon John Rigby | Rep 1, 4, 9 | 2003-09 | 2011-11 |
| Gautam Sehgal | Rep 4, 9 | 2004-12 | 2008-10 |
| Zaheer Abbas Sitabkhan | Rep 4, 6, 9 | Pre-2003 | 2006-06 |
| Suat Wah Tan 陳雪華 | Rep 4, 6, 9 | Pre-2003 | 2006-06 |
| Christopher Ping Yin Tang 鄧秉賢 | Rep 4, 9 | 2005-11 | 2012-10 |
| Ligeng Tian 田勵耕 | Rep 4, 9 | 2008-01 | 2012-10 |
| May Ling Wee 黃美玲 | Rep 4, 9 | 2004-10 | 2012-10 |
| Amanda Clare Whitmore Snow 魏麗明 | Rep 1, 4 | 2012-01 | 2012-10 |
| Daniel Charles Wilson | Rep 4, 9 | 2008-09 | 2011-07 |
| Gladys Chi-Ching Wong 黃志貞 | Rep 1, 4 | 2007-08 | 2012-10 |
| Lin (SFC:AOA395) Ye 葉林 | Rep 1, 4, 9 | 2010-05 | 2012-10 |
| Wai Fun Yeung 楊慧芬 | Rep 1, 4 | 2005-09 | 2012-10 |
Showing 1–39 of 39