Yi Fun Peggy Leung
梁綺芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Fun Peggy Leung (梁綺芬), a licensed former licensee with CE reference ABS203. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WFM Asia (HK) Limited | Rep | Type 4 — Advising on securities | 2016-07-29 | 2017-01-31 |
| WFM Asia (HK) Limited | Rep | Type 9 — Asset management | 2016-07-29 | 2017-01-31 |
| Polen Capital HK Limited | Rep | Type 1 — Dealing in securities | 2012-10-04 | 2015-09-02 |
| Polen Capital HK Limited | Rep | Type 4 — Advising on securities | 2012-10-04 | 2015-09-02 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2004-04-30 | 2012-10-31 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | present | 2012-10-31 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-22 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | present | 2004-04-22 |