WFM Asia (HK) Limited

CE No. AGI998 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for WFM Asia (HK) Limited, a Hong Kong-based licensed corporation with CE reference AGI998. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 8 (total recorded over time: 56).

More firms doing Advising on securities →More firms doing Asset management →

Registered address

Suite 2701, 27th Floor, Two Exchange Square, Central

Licence history

Activity	From	To
Type 4 — Advising on securities	present	present
Type 9 — Asset management	present	present
Type 5 — Advising on futures contracts	present	2013-11-05

Licensed staff (all-time) (56)
Active on date

4 Advising on securities 5 Advising on futures contracts 9 Asset management

RO only

Name	Activities	First licensed	To
Hoi Sang Chan 陳凱笙	RO 4, 9 Rep 4, 5, 9	2012-06	Present
Daphne Reynolds Chester	RO 4, 9 Rep 4, 9	2013-11	Present
Peter Christopher Ferry	RO 4, 5, 9	Pre-2003	2012-04
Anubhav Kaul	RO 4, 9 Rep 4, 9	2015-08	2021-08
Annie Ting Ngai Lai 賴庭藝	RO 4, 5, 9 Rep 4, 5, 9	2004-07	2017-08
Vineet Mitera	RO 4, 9 Rep 4, 9	2005-07	Present
Andrew James Nash-Webber	RO 4, 9 Rep 4, 9	Pre-2003	2016-12
Scobie Dickinson Ward	RO 4, 5, 9	Pre-2003	2021-11
Brian Chihsing Wong 黃知行	RO 4, 9 Rep 4, 9	2012-07	Present
Mark Philip Baughan	Rep 4, 9	Pre-2003	2004-11
Felix Jean Michel Marie Ghislain Berghmans	Rep 9	2013-01	2015-02
George Yee Lee Chan 陳義理	Rep 4, 9	2004-11	2009-01
Sihan (SFC:BDO731) Chen 陳斯涵	Rep 4, 9	2014-06	Present
Tim Tak Ming Cheng 鄭德明	Rep 4, 5, 9	2010-05	2012-04
Chor Heung Cheung 張楚香	Rep 9	2006-01	2015-10
Wang Chow 周泓	Rep 4, 9	2007-07	2009-01
Eugene Chung	Rep 4, 9	2004-01	2004-11
Robert Frederik Dudok van Heel	Rep 9	2015-04	2018-03
Cho Kit Fok 霍祖傑	Rep 4, 5, 9	Pre-2003	2006-04
Prateet Garg	Rep 9	2020-08	2021-01
Sarah Katherine Guitard	Rep 4, 9	2023-09	2024-05
Wan Hoon Han 韓苑芬	Rep 4, 9	2004-09	2009-03
Kylie Jane Harris	Rep 4, 5, 9	2003-05	2003-12
Amanda Fay Henricks	Rep 4, 5, 9	Pre-2003	2005-10
Hoi Wan Hui 許海雲	Rep 4, 5, 9	2006-04	2017-01
Man Yuen Ip 葉文遠	Rep 9	2026-01	2026-03
Paul Richard Carroll Jeffery	Rep 4, 5, 9	2008-07	2010-11
Aravindan Jegannathan	Rep 4, 9	2009-03	2013-08
John Tae-Hyun Kaaiohelo	Rep 4, 5, 9	2007-12	2009-01
Leslie Yu-Ling Keyes 趙汝寧	Rep 4, 5, 9	2004-05	2009-01
Soonki Kook 鞠淳起	Rep 9	2014-08	2016-08
Hip Ning Kwan 關協寧	Rep 9	2015-06	2017-08
Alex Heng Yu Leung 梁恆宇	Rep 4, 9	2009-06	2011-05
Yi Fun Peggy Leung 梁綺芬	Rep 4, 9	2016-07	2017-01
Junjie Lin 林俊杰	Rep 9	2016-09	2017-03
Michael Johanan Mager	Rep 4, 9	2006-03	2013-04
Piyush Maheshwari	Rep 4, 9	2015-04	2022-07
Tianshi Mao 毛天時	Rep 4, 9	2013-03	2025-03
Makoto Nakada	Rep 4, 9	2021-04	2023-03
Hideyuki Nakanishi 中西秀幸	Rep 4, 9	2013-07	2020-04
Marcus Bing Kwan Ng 吳秉鈞	Rep 4, 9	2015-06	2019-11
Andy Xihui Peng 彭喜輝	Rep 4, 9	2009-09	2012-07
Karan Saraf	Rep 9	2014-08	2015-02
Robert Edwin Sheridan III	Rep 4, 9	2012-12	2021-03
Jonathan Hung-Yee Shih 石鴻毅	Rep 4, 9	2008-07	2012-03
Sandy Ching Ha Sieh 謝靜霞	Rep 4, 5, 9	2004-04	2005-10
Gaurav Jagdish Singhal	Rep 4, 9	2025-04	Present
Qinying Sun 孫沁滢	Rep 9	2021-11	2024-04
Wai Foon Tan 陳懷芬	Rep 4, 9	2003-06	2006-10
Kimberly Elaine Tong 唐錦儀	Rep 4, 9	2023-05	2023-08
C C Clark Wang 王崇智	Rep 4, 5, 9	2009-07	2010-03
Qingyang Wang 王清揚	Rep 4, 9	2019-08	2023-06
Ying (SFC:AOG914) Xu 徐瑛	Rep 4, 5, 9	2006-12	2008-07
Guang (SFC:BEK836) Yang 楊光	Rep 4, 9	2017-10	2023-01
Zhuo Zeng 曾琢	Rep 4, 9	2024-09	Present
Junfeng Zhang 張俊鋒	Rep 4, 9	2022-09	Present