Anubhav Kaul
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anubhav Kaul ( ), a licensed former licensee with CE reference BGB346. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WFM Asia (HK) Limited | RO | Type 4 — Advising on securities | 2020-10-07 | 2021-08-18 |
| WFM Asia (HK) Limited | Rep | Type 4 — Advising on securities | 2018-10-23 | 2020-10-07 |
| WFM Asia (HK) Limited | RO | Type 9 — Asset management | 2018-10-23 | 2021-08-18 |
| WFM Asia (HK) Limited | Rep | Type 9 — Asset management | 2015-08-24 | 2018-10-23 |