Karan Saraf
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karan Saraf ( ), a licensed former licensee with CE reference BEB070. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CPPIB PE Investments Asia Limited | Rep | Type 1 — Dealing in securities | 2022-03-21 | 2022-11-06 |
| CPPIB Asia Inc. | Rep | Type 1 — Dealing in securities | 2019-05-17 | 2022-03-21 |
| WFM Asia (HK) Limited | Rep | Type 9 — Asset management | 2014-08-22 | 2015-02-28 |