Tianshi Mao
毛天時
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tianshi Mao (毛天時), a licensed former licensee with CE reference AVR901. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WFM Asia (HK) Limited | Rep | Type 4 — Advising on securities | 2018-10-15 | 2025-03-14 |
| WFM Asia (HK) Limited | Rep | Type 9 — Asset management | 2013-03-08 | 2025-03-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2010-08-19 | 2013-02-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2010-08-19 | 2013-02-08 |