Annie Ting Ngai Lai
賴庭藝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Annie Ting Ngai Lai (賴庭藝), a licensed Responsible Officer with CE reference AKP262. Currently licensed at 1 firm(s): Hel Ved Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hel Ved Capital Management Limited |
RO | Type 4 — Advising on securities | 2021-04-28 | present |
| Hel Ved Capital Management Limited |
RO | Type 9 — Asset management | 2019-11-21 | present |
| Ally Bridge Group (HK) Limited 滙橋資本集團(香港)有限公司 |
RO | Type 9 — Asset management | 2018-08-21 | 2019-08-30 |
| WFM Asia (HK) Limited | RO | Type 4 — Advising on securities | 2005-08-03 | 2017-08-09 |
| WFM Asia (HK) Limited | RO | Type 5 — Advising on futures contracts | 2005-08-03 | 2013-11-01 |
| WFM Asia (HK) Limited | RO | Type 9 — Asset management | 2005-08-03 | 2017-08-09 |
| WFM Asia (HK) Limited | Rep | Type 4 — Advising on securities | 2004-07-05 | 2005-08-03 |
| WFM Asia (HK) Limited | Rep | Type 5 — Advising on futures contracts | 2004-07-05 | 2005-08-03 |
| WFM Asia (HK) Limited | Rep | Type 9 — Asset management | 2004-07-05 | 2005-08-03 |