Leslie Yu-Ling Keyes
趙汝寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leslie Yu-Ling Keyes (趙汝寧), a licensed former licensee with CE reference ABZ047. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Good Harvest Securities Company Limited 豐年證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-01 | 2015-12-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-09 | 2009-11-12 |
| WFM Asia (HK) Limited | Rep | Type 5 — Advising on futures contracts | 2005-10-17 | 2009-01-16 |
| WFM Asia (HK) Limited | Rep | Type 4 — Advising on securities | 2004-05-27 | 2009-01-16 |
| WFM Asia (HK) Limited | Rep | Type 9 — Asset management | 2004-05-27 | 2009-01-16 |