Kylie Jane Harris
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kylie Jane Harris ( ), a licensed former licensee with CE reference AIU611. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cambridge Strategy (Asset Management) Asia Limited, The |
RO | Type 4 — Advising on securities | 2012-03-26 | 2012-09-30 |
| Cambridge Strategy (Asset Management) Asia Limited, The |
RO | Type 9 — Asset management | 2010-09-20 | 2012-09-30 |
| Orchard Wealth Management Limited 傲卓財富管理有限公司 |
RO | Type 9 — Asset management | 2008-11-05 | 2010-02-19 |
| Geomatrix (H.K.) Limited 世確(香港)有限公司 |
RO | Type 9 — Asset management | 2006-11-13 | 2008-10-13 |
| Geomatrix (H.K.) Limited 世確(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-29 | 2008-10-13 |
| Geomatrix (H.K.) Limited 世確(香港)有限公司 |
Rep | Type 9 — Asset management | 2005-08-29 | 2006-11-13 |
| Pi Investment Management Limited |
Rep | Type 4 — Advising on securities | 2004-08-10 | 2005-06-03 |
| Pi Investment Management Limited |
Rep | Type 5 — Advising on futures contracts | 2004-08-10 | 2005-06-03 |
| Pi Investment Management Limited |
Rep | Type 9 — Asset management | 2004-08-10 | 2005-06-03 |
| WFM Asia (HK) Limited | Rep | Type 4 — Advising on securities | 2003-05-30 | 2003-12-30 |
| WFM Asia (HK) Limited | Rep | Type 5 — Advising on futures contracts | 2003-05-30 | 2003-12-30 |
| WFM Asia (HK) Limited | Rep | Type 9 — Asset management | 2003-05-30 | 2003-12-30 |