Pi Investment Management Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pi Investment Management Limited ( ), a Hong Kong-based licensed corporation with CE reference AHR333. Current licensed staff on file: 0 (total recorded over time: 12).
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2007-09-28 |
| Type 5 — Advising on futures contracts | present | 2007-09-28 |
| Type 9 — Asset management | present | 2007-09-28 |
Licensed staff (all-time) (12)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Alain Barbezat | RO 4, 5, 9 | Pre-2003 | 2007-09 |
| Caesar Man Wa Luk 陸文華 | RO 4, 5, 9 | Pre-2003 | 2007-09 |
| Nissim Tse 謝納新 | RO 4, 5, 9 | Pre-2003 | 2007-09 |
| Kin Kenneth Chan 陳健 | Rep 4, 5, 9 | 2004-06 | 2007-09 |
| Wai Lun Chang 張偉麟 | Rep 4, 5, 9 | 2005-05 | 2007-09 |
| Soo Jin Choung 鄭秀珍 | Rep 4, 5, 9 | 2007-09 | 2007-09 |
| Richard Maxwell Godwin | Rep 4, 5, 9 | 2005-04 | 2007-03 |
| Kylie Jane Harris | Rep 4, 5, 9 | 2004-08 | 2005-06 |
| Andrew Michael Higgins | Rep 4, 5, 9 | 2007-09 | 2007-09 |
| Shih-Chieh Lin 林世杰 | Rep 4, 5, 9 | 2004-06 | 2007-09 |
| Pak Yan Tang 鄧栢仁 | Rep 4, 5, 9 | 2007-07 | 2007-09 |
| Wen (SFC:APO463) Xu 胥雯 | Rep 4, 5, 9 | 2007-09 | 2007-09 |
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