Caesar Man Wa Luk
陸文華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Caesar Man Wa Luk (陸文華), a licensed Responsible Officer with CE reference AAV934. Currently licensed at 1 firm(s): Light & Salt Capital Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Light & Salt Capital Management Limited 亮存資產管理有限公司 |
RO | Type 9 — Asset management | 2014-09-10 | present |
| Partner Fund Management (Asia), Limited |
RO | Type 9 — Asset management | 2011-07-08 | 2011-11-25 |
| RAB Capital (Asia) Limited |
RO | Type 1 — Dealing in securities | 2008-04-17 | 2010-10-20 |
| RAB Capital (Asia) Limited |
RO | Type 4 — Advising on securities | 2007-09-28 | 2010-10-20 |
| RAB Capital (Asia) Limited |
RO | Type 5 — Advising on futures contracts | 2007-09-28 | 2010-10-20 |
| RAB Capital (Asia) Limited |
RO | Type 9 — Asset management | 2007-09-28 | 2010-10-20 |
| Pi Investment Management Limited |
RO | Type 4 — Advising on securities | present | 2007-09-28 |
| Pi Investment Management Limited |
RO | Type 5 — Advising on futures contracts | present | 2007-09-28 |
| Pi Investment Management Limited |
RO | Type 9 — Asset management | present | 2007-09-28 |