Pak Yan Tang
鄧栢仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Yan Tang (鄧栢仁), a licensed former licensee with CE reference APG204. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RAB Capital (Asia) Limited |
Rep | Type 4 — Advising on securities | 2007-10-02 | 2009-06-24 |
| RAB Capital (Asia) Limited |
Rep | Type 5 — Advising on futures contracts | 2007-10-02 | 2009-06-24 |
| RAB Capital (Asia) Limited |
Rep | Type 9 — Asset management | 2007-10-02 | 2009-06-24 |
| Pi Investment Management Limited |
Rep | Type 4 — Advising on securities | 2007-07-12 | 2007-09-28 |
| Pi Investment Management Limited |
Rep | Type 5 — Advising on futures contracts | 2007-07-12 | 2007-09-28 |
| Pi Investment Management Limited |
Rep | Type 9 — Asset management | 2007-07-12 | 2007-09-28 |