Nissim Tse
謝納新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nissim Tse (謝納新), a licensed Responsible Officer with CE reference ACT176. Currently licensed at 1 firm(s): Buena Vista Fund Management (HK) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Buena Vista Fund Management (HK) Limited | RO | Type 9 — Asset management | 2024-12-09 | present |
| Buena Vista Fund Management (HK) Limited | Rep | Type 9 — Asset management | 2024-05-31 | 2024-12-09 |
| Hexa Asset Management Limited 凱盛資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-04-11 | 2023-09-30 |
| Hexa Asset Management Limited 凱盛資產管理有限公司 |
RO | Type 9 — Asset management | 2019-04-11 | 2023-09-30 |
| Hexa Asset Management Limited 凱盛資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-25 | 2019-04-11 |
| Hexa Asset Management Limited 凱盛資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-01-25 | 2019-04-11 |
| Sofaer Global Research (HK) Limited | RO | Type 4 — Advising on securities | 2011-08-01 | 2019-01-15 |
| Sofaer Global Research (HK) Limited | RO | Type 9 — Asset management | 2011-08-01 | 2019-01-15 |
| Sofaer Global Research (HK) Limited | Rep | Type 4 — Advising on securities | 2011-06-21 | 2011-08-01 |
| Sofaer Global Research (HK) Limited | Rep | Type 9 — Asset management | 2011-06-21 | 2011-08-01 |
| RAB Capital (Asia) Limited |
RO | Type 4 — Advising on securities | 2007-11-23 | 2010-10-20 |
| RAB Capital (Asia) Limited |
RO | Type 5 — Advising on futures contracts | 2007-11-23 | 2010-10-20 |
| RAB Capital (Asia) Limited |
RO | Type 9 — Asset management | 2007-11-23 | 2010-10-20 |
| RAB Capital (Asia) Limited |
Rep | Type 4 — Advising on securities | 2007-10-11 | 2007-11-23 |
| RAB Capital (Asia) Limited |
Rep | Type 5 — Advising on futures contracts | 2007-10-11 | 2007-11-23 |
| RAB Capital (Asia) Limited |
Rep | Type 9 — Asset management | 2007-10-11 | 2007-11-23 |
| Pi Investment Management Limited |
RO | Type 4 — Advising on securities | present | 2007-09-28 |
| Pi Investment Management Limited |
RO | Type 5 — Advising on futures contracts | present | 2007-09-28 |
| Pi Investment Management Limited |
RO | Type 9 — Asset management | present | 2007-09-28 |