Hip Ning Kwan
關協寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hip Ning Kwan (關協寧), a licensed Representative with CE reference AWW254. Currently licensed at 1 firm(s): ADV Partners Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ADV Partners Limited |
Rep | Type 1 — Dealing in securities | 2024-08-01 | present |
| ADV Partners Limited |
Rep | Type 4 — Advising on securities | 2024-08-01 | present |
| ADV Partners Limited |
Rep | Type 1 — Dealing in securities | 2023-03-10 | 2023-12-15 |
| ADV Partners Limited |
Rep | Type 4 — Advising on securities | 2023-03-10 | 2023-12-15 |
| Kerogen Capital (Asia) Limited | Rep | Type 4 — Advising on securities | 2017-09-22 | 2022-09-15 |
| WFM Asia (HK) Limited | Rep | Type 9 — Asset management | 2015-06-22 | 2017-08-25 |
| Moelis & Company Asia Limited 美馳亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-03-15 | 2015-05-01 |