Sandy Ching Ha Sieh
謝靜霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sandy Ching Ha Sieh (謝靜霞), a licensed former licensee with CE reference ADE343. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-12-01 | 2017-01-30 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-08 | 2017-01-30 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-31 | 2017-01-30 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 — Asset management | 2010-12-31 | 2017-01-30 |
| T. Rowe Price International, Inc. | Rep | Type 4 — Advising on securities | 2005-10-17 | 2010-12-31 |
| T. Rowe Price International, Inc. | Rep | Type 9 — Asset management | 2005-10-17 | 2010-12-31 |
| WFM Asia (HK) Limited | Rep | Type 5 — Advising on futures contracts | 2004-06-23 | 2005-10-05 |
| WFM Asia (HK) Limited | Rep | Type 9 — Asset management | 2004-06-23 | 2005-10-05 |
| WFM Asia (HK) Limited | Rep | Type 4 — Advising on securities | 2004-04-30 | 2005-10-05 |