Suat Wah Tan
陳雪華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suat Wah Tan (陳雪華), a licensed former licensee with CE reference AEZ709. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tree Line Advisors (Hong Kong) Limited | RO | Type 9 — Asset management | 2006-06-30 | 2009-12-07 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | present | 2006-06-29 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-19 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | present | 2006-06-29 |