Romain Alexander Rigby
黎龍敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Romain Alexander Rigby (黎龍敏), a licensed former licensee with CE reference AXD822. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Polen Capital HK Limited | Rep | Type 4 — Advising on securities | 2012-10-04 | 2015-05-01 |
| Polen Capital HK Limited | Rep | Type 9 — Asset management | 2012-10-04 | 2015-05-01 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2011-05-12 | 2012-10-31 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2011-05-12 | 2012-10-31 |