William Walter Raleigh Kerr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Walter Raleigh Kerr ( ), a licensed former licensee with CE reference ABC844. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Polen Capital HK Limited | RO | Type 1 — Dealing in securities | 2012-09-28 | 2013-09-30 |
| Lloyd George Investment Management (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2004-05-31 | 2012-10-31 |
| Polen Capital HK Limited | RO | Type 4 — Advising on securities | 2004-05-31 | 2013-09-30 |
| Lloyd George Investment Management (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2004-05-31 | 2012-10-31 |
| Polen Capital HK Limited | RO | Type 9 — Asset management | 2004-05-31 | 2013-09-30 |
| Lloyd George Investment Management (Hong Kong) Limited |
RO | Type 9 — Asset management | 2004-05-31 | 2012-10-31 |