Kwun Chung Chow
周冠仲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwun Chung Chow (周冠仲), a licensed Representative with CE reference BBS238. Currently licensed at 1 firm(s): Neuberger Berman Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2021-06-09 | present |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2021-06-09 | present |
| Polen Capital HK Limited | Rep | Type 1 — Dealing in securities | 2018-09-11 | 2021-05-23 |
| Polen Capital HK Limited | Rep | Type 4 — Advising on securities | 2018-09-11 | 2021-05-23 |
| Polen Capital HK Limited | Rep | Type 9 — Asset management | 2018-09-11 | 2021-05-23 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-29 | 2018-09-10 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-29 | 2018-09-10 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-09-29 | 2018-09-10 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-01 | 2017-09-15 |
| CASH Asset Management Limited 時富資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-12-02 | 2015-02-28 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-08 | 2015-02-28 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-08 | 2015-02-28 |