Si U Lam
林斯渝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Si U Lam (林斯渝), a licensed former licensee with CE reference BBW657. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2023-01-18 | 2024-01-26 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-18 | 2024-01-26 |
| Olive Asset Management (Hong Kong) Limited 橄欖樹資產管理（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-18 | 2024-01-26 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-24 | 2022-07-29 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-24 | 2022-07-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-03 | 2021-06-11 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-03 | 2021-06-11 |
| Polen Capital HK Limited | Rep | Type 1 — Dealing in securities | 2014-06-23 | 2014-11-22 |
| F&C Asset Management Asia Limited | Rep | Type 1 — Dealing in securities | 2013-10-07 | 2014-06-20 |