Jian (SFC:APP559) Cheng
程健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jian (SFC:APP559) Cheng (程健), a licensed former licensee with CE reference APP559. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-01-31 | 2023-05-12 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-14 | 2023-05-12 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-08-14 | 2023-05-12 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-03 | 2017-07-12 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-03-03 | 2017-07-12 |
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2011-10-24 | 2016-01-26 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-10 | 2008-07-19 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-09-10 | 2008-07-19 |