Christopher Tu Hsin Chen
陳篤信
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Tu Hsin Chen (陳篤信), a licensed Responsible Officer with CE reference AZB705. Currently licensed at 1 firm(s): American Century Investment Management (Asia Pacific) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| American Century Investment Management (Asia Pacific) Limited |
RO | Type 1 — Dealing in securities | 2023-08-29 | present |
| American Century Investment Management (Asia Pacific) Limited |
RO | Type 4 — Advising on securities | 2023-08-29 | present |
| American Century Investment Management (Asia Pacific) Limited |
Rep | Type 1 — Dealing in securities | 2018-07-19 | 2023-08-29 |
| American Century Investment Management (Asia Pacific) Limited |
Rep | Type 4 — Advising on securities | 2018-07-19 | 2023-08-29 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-13 | 2018-06-29 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-13 | 2018-06-29 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-02 | 2017-04-01 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-02 | 2017-04-01 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-14 | 2015-06-07 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-14 | 2014-12-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-14 | 2015-06-07 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-14 | 2014-12-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2014-11-14 | 2015-06-07 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-11-14 | 2014-12-31 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2012-02-23 | 2014-11-03 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2012-02-23 | 2014-11-03 |