Ashley Robert William Dale
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ashley Robert William Dale ( ), a licensed former licensee with CE reference AYC476. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-07 | 2020-06-30 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-11-07 | 2020-06-30 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 9 — Asset management | 2016-11-07 | 2020-06-30 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-20 | 2016-11-07 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-20 | 2016-11-07 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-07-20 | 2016-11-07 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-06-13 | 2016-06-30 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-06-13 | 2016-06-30 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-06-13 | 2016-06-30 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-06-01 | 2013-06-13 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-11-08 | 2013-06-13 |