Ashley Robert William Dale

CE No. AYC476 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ashley Robert William Dale (), a licensed former licensee with CE reference AYC476. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
Harvest Global Investments Limited
嘉實國際資產管理有限公司
RO Type 1 — Dealing in securities 2016-11-07 2020-06-30
Harvest Global Investments Limited
嘉實國際資產管理有限公司
RO Type 4 — Advising on securities 2016-11-07 2020-06-30
Harvest Global Investments Limited
嘉實國際資產管理有限公司
RO Type 9 — Asset management 2016-11-07 2020-06-30
Harvest Global Investments Limited
嘉實國際資產管理有限公司
Rep Type 1 — Dealing in securities 2016-07-20 2016-11-07
Harvest Global Investments Limited
嘉實國際資產管理有限公司
Rep Type 4 — Advising on securities 2016-07-20 2016-11-07
Harvest Global Investments Limited
嘉實國際資產管理有限公司
Rep Type 9 — Asset management 2016-07-20 2016-11-07
Mirae Asset Global Investments (Hong Kong) Limited
未來資產環球投資(香港)有限公司
Rep Type 9 — Asset management 2013-06-13 2016-06-30
Mirae Asset Global Investments (Hong Kong) Limited
未來資產環球投資(香港)有限公司
RO Type 1 — Dealing in securities 2013-06-13 2016-06-30
Mirae Asset Global Investments (Hong Kong) Limited
未來資產環球投資(香港)有限公司
RO Type 4 — Advising on securities 2013-06-13 2016-06-30
Mirae Asset Wealth Management (HK) Limited
未來資產財富管理(香港)有限公司
RO Type 4 — Advising on securities 2012-06-01 2013-06-13
Mirae Asset Wealth Management (HK) Limited
未來資產財富管理(香港)有限公司
RO Type 1 — Dealing in securities 2011-11-08 2013-06-13

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