Harish Ramachandran Kartha
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Harish Ramachandran Kartha ( ), a licensed former licensee with CE reference BFG315. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-03-30 | 2020-12-30 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
RO | Type 9 — Asset management | 2020-03-30 | 2020-12-30 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-22 | 2020-03-30 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-01-22 | 2020-03-30 |
| Carlyle Global Credit (Asia) Limited | Rep | Type 9 — Asset management | 2015-04-20 | 2017-01-31 |