Sophia Hangyu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sophia Hangyu ( ), a licensed former licensee with CE reference BRT094. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shikhara Capital (Hong Kong) Private Limited |
Rep | Type 1 — Dealing in securities | 2024-07-16 | 2025-03-31 |
| Shikhara Capital (Hong Kong) Private Limited |
Rep | Type 4 — Advising on securities | 2024-07-16 | 2025-03-31 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-07 | 2024-03-31 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-07 | 2024-03-31 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-10-07 | 2024-03-31 |