Chung Kuang Liu
劉中光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Kuang Liu (劉中光), a licensed former licensee with CE reference ANG127. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Transpac Capital Limited 匯亞資金管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-11 | 2020-01-29 |
| Transpac Capital Limited 匯亞資金管理有限公司 |
Rep | Type 9 — Asset management | 2019-11-11 | 2020-01-29 |
| GOHO International Asset Management Limited 國厚國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-01-28 | 2019-10-02 |
| GOHO International Asset Management Limited 國厚國際資產管理有限公司 |
RO | Type 9 — Asset management | 2019-01-28 | 2019-10-02 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-01-15 | 2017-06-16 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
RO | Type 9 — Asset management | 2016-01-15 | 2017-06-16 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-29 | 2016-01-15 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-09-29 | 2016-01-15 |
| WGC Investment Services Limited |
RO | Type 4 — Advising on securities | 2014-03-26 | 2015-08-31 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-10-31 | 2012-06-18 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-10-31 | 2012-06-18 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-27 | 2011-10-31 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-27 | 2011-10-31 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-06-27 | 2012-06-18 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-06-23 | 2010-06-25 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-06-12 | 2010-06-25 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-29 | 2008-06-23 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-31 | 2007-09-22 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-03-31 | 2007-09-22 |