Ping An of China Asset Management (Hong Kong) Company Limited

中國平安資產管理(香港)有限公司
CE No. AOD938 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping An of China Asset Management (Hong Kong) Company Limited (中國平安資產管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AOD938. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 56 (total recorded over time: 187). Earliest licence on file: 2007-03-01.

Registered address

Suite 2301, 23/F, Two International Finance Centre, 8 Finance Street, Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2018-04-25 present
Type 4 — Advising on securities 2008-05-29 present
Type 9 — Asset management 2007-03-01 present
Type 5 — Advising on futures contracts 2008-05-29 2014-04-17

Licensed staff (all-time) (187)
Active on date

Name Activities First licensed To
Chi Kit Chai 柴志傑 RO 1, 4, 9 Rep 4, 9 2017-07 2022-10
Dennis King On Chan 陳敬安 RO 4 Rep 1, 4, 9 2019-05 Present
Kang Muk Chan 陳鏡沐 RO 1, 4, 9 Rep 4, 9 2017-06 Present
Shek Ping Chan 陳錫萍 RO 4, 5, 9 Rep 4, 5, 9 2008-12 2016-06
Tak Yin Chan 陳德賢 RO 9 2007-03 2016-12
Jack P Chang 張鵬 RO 4, 9 Rep 4, 9 2014-10 2017-03
Tat Sean Chang 鄭達成 RO 4, 9 Rep 1, 4, 9 2018-02 2022-06
Keung Che 車強 RO 4, 9 Rep 4, 9 2010-09 Present
Shuk Fan Chung 鍾淑芬 RO 1, 4, 9 Rep 4, 9 2017-05 2020-08
Lili Fan 范莉莉 RO 4, 9 Rep 1, 4, 9 2019-03 2020-03
Ricky Shui Fai Ho 何瑞輝 RO 4, 5, 9 2007-10 2009-05
Sai Lap Lam 林世立 RO 9 Rep 4, 9 2018-05 2021-08
Jonathan Christian Larsen RO 9 2024-02 2024-10
Chun Fai Lau 劉振輝 RO 4, 9 2017-01 Present
Sammy Chung Hing Lau 劉頌興 RO 4, 5, 9 Rep 9 2007-04 2008-08
Tony Yik Tung Lau 劉奕彤 RO 4 Rep 1, 4, 9 2020-04 Present
Cheong Wing Lee 李昌榮 RO 9 2007-03 2007-11
Cai Li 李偲 RO 4, 9 Rep 4, 9 2019-12 Present
Shan Hock Liew 劉善學 RO 4, 5, 9 2007-03 2010-08
Irene Siok Cheng Lim 林淑貞 RO 1, 4 Rep 1, 4 2018-06 2021-05
Chung Kuang Liu 劉中光 RO 4 Rep 4, 9 2008-05 2010-06
Jieying Liu 劉洁莹 RO 4, 9 Rep 4, 9 2022-06 2024-01
Nim Chi Lo 羅念慈 RO 4, 5, 9 2009-05 2010-08
Jiuzhou Lu 陸九州 RO 4, 9 Rep 1, 4, 9 2022-05 2024-01
Nixon Kim Ho Mak 麥劍豪 RO 4, 5, 9 Rep 4, 9 2008-10 2016-06
Yu Kwong (SFC:ARF648) Ng 吳宇光 RO 4 Rep 1, 4 2018-12 2022-06
Yonghua Pan 潘永華 RO 4, 9 Rep 1, 4, 9 2023-06 Present
John Barrington Pearce RO 4, 5, 9 2007-05 2008-12
Ha Fung Poon 潘夏峯 RO 4 Rep 1, 4 2018-08 2022-02
Benjamin Jeremy Kenneth Rudd RO 4, 5, 9 Rep 4, 9 2009-03 2014-03
Martin Tornberg RO 4, 9 Rep 1, 4, 9 2010-10 2019-02
Chun Kit (SFC:AGI780) Tsang 曾駿傑 RO 4, 5 Rep 9 2008-03 2008-05
Gordon Siu Kay Tsui 徐紹基 RO 4, 9 Rep 1, 4, 9 2022-07 Present
Hoi Tung 童愷 RO 1 2018-11 Present
Shan Wan 万山 RO 4, 9 Rep 4, 9 2023-04 2025-05
Xi (SFC:AON741) Wang 王曦 RO 4, 9 Rep 4, 9 2009-06 2012-12
Xinyi (SFC:AYK912) Wang 汪新翼 RO 1, 4, 9 2023-03 Present
Carol Ka Lok Wong 黃家樂 RO 1, 4 Rep 1, 4 2018-10 Present
Jack Chak Kei Wong 王澤基 RO 1, 4, 9 Rep 4, 9 2017-11 2019-10
Xiaohua Yang 楊曉華 RO 9 Rep 9 2009-11 2013-03
Jianying Zhang 張劍穎 RO 4, 9 2011-09 2012-10
Yan (SFC:BJU327) Zhang 張龑 RO 4, 9 Rep 4, 9 2017-07 2023-05
Hui Cao 曹輝 Rep 4, 9 2023-04 Present
Edward Ling Wah Chan 陳令華 Rep 4, 9 2009-11 2010-04
Michael Ting Bond Chan 陳定邦 Rep 4, 9 2010-02 2011-03
Feng-Yu Chang Rep 9 2008-11 2009-01
Annie Sze Yin Chau 周鍶賢 Rep 1, 4 2019-12 2021-07
Cheuk Yan Roanna Chau 周芍慇 Rep 4, 9 2021-07 2023-07
Emily Chen Rep 4, 9 2015-07 2016-12
Hao (SFC:BRH953) Chen 陳昊 Rep 1, 4, 9 2023-07 2026-04
Shanshan Chen 陳姍姍 Rep 4, 9 2011-04 2016-12
Zhipeng Chen 陳志鵬 Rep 1, 4 2018-10 2021-07
Ka Ho Cheng 鄭家豪 Rep 4, 9 2015-08 2017-07
Hei Man (SFC:BIR346) Cheung 張希文 Rep 4, 9 2016-12 2017-08
Ivan Kin Cheung 張健 Rep 4, 9 2024-06 2025-04
Kik Cheung 張擊 Rep 9 2010-07 2011-04
Siu Man Cheung 張紹敏 Rep 1, 4, 9 2018-09 Present
Hok Hon Chiu 趙學瀚 Rep 1, 4, 9 2017-07 2021-08
Wing Fung Chow 周榮鋒 Rep 1, 4 2019-05 2021-07
Hang Man Chung 鍾杏雯 Rep 4, 9 2018-10 2019-05
Stanley Wenjie Dai Rep 4, 9 2018-04 2019-02
Naiyu Dong 董乃與 Rep 1, 4, 9 2025-08 Present
Anqi Fan 范安琪 Rep 1, 4, 9 2026-03 Present
Xinyi Fan 范歆怡 Rep 1, 4 2021-04 Present
Zhuoyi Fan 范卓一 Rep 1, 4 2023-03 Present
Yi (SFC:BMO312) Fang 方毅 Rep 4 2018-04 2018-11
Yuzhou Fang 方宇舟 Rep 4, 9 2017-07 Present
Jiayan Feng 馮佳彥 Rep 1, 4 2020-07 2024-11
Xiaofan Feng 馮小凡 Rep 4, 9 2022-09 Present
Ka Yan Fong 方嘉甄 Rep 9 2011-02 2013-03
Man Yin Foo 符敏言 Rep 4, 9 2015-07 2015-09
Qiang (SFC:BGM188) Fu 付嬙 Rep 9 2023-05 Present
Kin Tung Fung 馮健彤 Rep 4, 9 2014-05 2016-12
Jianna Guo 郭建娜 Rep 1, 4, 9 2024-12 Present
Lin Guo 郭琳 Rep 1, 4 2017-09 Present
Eric Ho 何昌傑 Rep 4, 9 2014-08 2018-03
Man Chun Ho 何文俊 Rep 1, 4, 9 2021-06 2025-08
Yuen Lee Ho 何原理 Rep 4, 9 2011-12 2012-07
Ka Ho Hon 韓珈顥 Rep 1, 4, 9 2021-11 2022-02
Tingmei Hou 侯婷梅 Rep 1, 4, 9 2018-04 Present
Rong Hu 胡蓉 Rep 4, 9 2017-11 Present
Li (SFC:BDE796) Huang 黃理 Rep 1, 4 2020-02 Present
Shimei Huang 黃詩美 Rep 1, 4, 9 2022-12 Present
Kwok Kin Hui 許國健 Rep 1, 4 2018-10 2023-05
Elaine Hung 熊伊麗 Rep 9 2010-07 2017-06
Pik Kwan Hung 洪碧君 Rep 1, 4, 9 2018-11 2021-12
Wing Yee Ip Rep 4, 9 2025-07 Present
Chi Fung Iu 姚智峰 Rep 1, 4 2022-08 2023-09
Wei (SFC:BXD697) Jiang 姜威 Rep 1, 4, 9 2026-01 Present
Siu Chung Kan 簡兆聰 Rep 1, 4 2021-09 2022-07
Nga Yin Ariella Ko 高雅妍 Rep 1, 4 2023-09 Present
Hubert Tak Ming Lam 林德明 Rep 1, 4 2021-01 2024-11
Sum Yi Lau 劉心怡 Rep 1, 4 2018-12 2021-11
Yu Wing Lau 柳宇榮 Rep 1, 4, 9 2012-12 2019-05
Kit Sum Lee 李潔心 Rep 4, 9 2011-01 2014-04
Yi Ching Lee 李伊晴 Rep 4, 9 2011-04 2016-12
Yuk Man Lee 李育文 Rep 4, 9 2018-10 2018-11
Hai Yun Lei 雷海雲 Rep 1, 4 2022-08 2022-09
Jensen Wang Chun Leung 梁宏俊 Rep 9 2015-12 2016-12
Wai Ting Leung 梁蔚霆 Rep 9 2013-03 2014-06
Showing 1–100 of 187

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 3 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 3 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 3 shared activity types · 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 3 shared activity types · 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 3 shared activity types · 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 3 shared activity types · 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 · 325 staff · 3 shared activity types · 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 · 269 staff · 3 shared activity types · 瑞穗證券亞洲有限公司

Related