Cheuk Yan Roanna Chau
周芍慇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheuk Yan Roanna Chau (周芍慇), a licensed Representative with CE reference BRJ983. Currently licensed at 1 firm(s): Barclays Capital Asia Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-05 | present |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-08 | 2023-07-22 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-07-08 | 2023-07-22 |