Nim Chi Lo
羅念慈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nim Chi Lo (羅念慈), a licensed Representative with CE reference ADN840. Currently licensed at 1 firm(s): BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-01 | present |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2019-01-01 | present |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-29 | 2018-12-31 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2012-11-29 | 2018-12-31 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-10-27 | 2012-07-31 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2010-10-27 | 2012-07-31 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2009-05-05 | 2010-08-06 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2009-05-05 | 2010-08-06 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2009-05-05 | 2010-08-06 |