Yu Wing Lau
柳宇榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Wing Lau (柳宇榮), a licensed former licensee with CE reference BAM863. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-25 | 2019-05-31 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-25 | 2019-05-31 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-20 | 2015-06-01 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-12-20 | 2015-06-01 |