Sai Lap Lam
林世立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Lap Lam (林世立), a licensed former licensee with CE reference APW631. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-02-26 | 2021-08-31 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2020-08-25 | 2021-02-26 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-01 | 2021-08-31 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-05-30 | 2020-08-25 |
| Tor Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2013-01-24 | 2018-02-23 |
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 |
Rep | Type 9 — Asset management | 2010-10-11 | 2012-09-19 |
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 |
Rep | Type 9 — Asset management | 2010-02-25 | 2010-08-02 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2007-10-30 | 2008-12-11 |